Pauline Davison, FMA

Location
Toronto, Ontario

“I take comfort in being able to guide my colleagues on regulatory matters, so they can focus on what they do best – making life better for our clients.”

I was led to a career in compliance by my passionate belief that everyone should have access to planning that puts them in control of their financial future, so they can sleep better at night. With more than 20 years in the financial industry, I’ve worked with large full-service financial institutions, a self-regulatory organization, and a small independent dealer. These include compliance roles at BMO, IIROC (now CIRO), RBC, and Queensbury Securities Inc.

Drawing from my experience in regulatory compliance at varied organizations, I collaborate with all stakeholders in adopting robust policies and procedures, to comply with industry laws and regulations. My professionalism and guidance promote a culture of compliance by putting ethical standards and values at the forefront of the firm’s activities.

I hold the Financial Management Advisor (FMA) designation and have a certificate in Business Management through Toronto Metropolitan University (formerly Ryerson Polytechnic).